NFA imposes $290k fine on Oil Brokerage Limited
The United States National Futures Association (NFA) has ordered Oil Brokerage Limited to pay a $290,000 fine.
NFA
NFA orders VBI Company not to reapply for membership
NFA has ordered VBI Company, a former NFA Member introducing broker headquartered in Sioux Falls, S.D., not to reapply for NFA membership.
NFA orders Traders Edge to withdraw from and not reapply for membership
Traders Edge Inc., an introducing broker located in Madison, N.J., will have to withdraw from, and not reapply for, NFA membership.
NFA orders Revankar Consultancy not to reapply for membership
NFA has ordered Revankar Consultancy LLC not to reapply for NFA membership or act or be listed as a principal of an NFA Member.
NFA issues alert to FCM and IB members regarding onboarding new customers
The National Futures Association (NFA) has issued an alert to futures commission merchants (FCMs) and introducing brokers (IBs).
NFA fines NinjaTrader Clearing $250k
NFA orders Chicago, Ill. futures commission merchant NinjaTrader Clearing LLC to pay a $250,000 fine.
NFA imposes $600k fine on OANDA Corporation
NFA orders New York, N.Y. retail foreign exchange dealer OANDA Corporation to pay a $600,000 fine.
NFA warns of risks associated with trading and clearing derivatives on 24/7 basis
NFA believes the Commission should consider if its current risk disclosures are appropriate for customers, particularly retail.
CME Group secures NFA approval to establish Futures Commission Merchant
CME Group today announced it has received approval from the National Futures Association to establish a futures commission merchant (FCM).
NFA orders Trinity Trading Group not to reapply for membership
NFA orders Florida firm Trinity Trading Group LLC and its principal not to reapply for NFA membership and principal status.
