NFA imposes $1 million fine on StoneX Markets
The National Futures Association (NFA) has ordered swap dealer member StoneX Markets LLC to pay a $1,000,000 fine.
The National Futures Association (NFA) has ordered swap dealer member StoneX Markets LLC to pay a $1,000,000 fine.
The National Futures Association (NFA) has ordered GAIN Capital Group LLC to pay a $700,000 fine.
The NFA charges GAIN Capital with improperly adjusting customer accounts, in apparent violation of NFA Compliance Rule 2-43(a)(1).
NFA’s Board of Directors approved the appointment of Dale Spoljaric as Vice President, Capital & Exams at its August meeting.
The National Futures Association (NFA) has ordered Makor Securities London Ltd. (Makor) to pay a $375,000 fine.