ICE Futures U.S. fines Macquarie Bank for alleged rule violations
ICE Futures U.S. has posted a disciplinary notice against Macquarie Bank Limited.
Macquarie Bank
ASIC imposes additional licence conditions on Macquarie Bank
The compliance failures relate to Macquarie’s futures dealing business and its over-the-counter (OTC) derivatives trade reporting.
FCA fines MBL £13M for control deficiencies allowing trader to conceal over 400 fictitious trades
The FCA has fined Macquarie Bank Limited – London Branch (MBL) £13 million for serious failings.
Macquarie Bank to pay $10M for failure to prevent unauthorised fee transactions
Australia’s Federal Court has ordered Macquarie Bank to pay a penalty of $10 million for lack of effective controls to prevent unauthorised fee transactions.
