Nasdaq PHLX fines Instinet for alleged rule violations
Instinet, LLC has agreed to pay a fine of $25,000 as a part of a settlement with Nasdaq PHLX LLC.
Instinet
Instinet announces integration of PureStream ATS into its BlockCross UI application
Instinet, the wholly-owned execution services arm of Nomura Group, has announced the successful integration of PureStream ATS into the BlockCross UI application.
FINRA fines Instinet for alleged rule violations
Instinet LLC has agreed to pay a fine as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
HK regulator imposes $8M fine on Instinet Pacific Limited
The Securities and Futures Commission (SFC) of Hong Kong has reprimanded and fined Instinet Pacific Limited $8 million.
Instinet announces rebranding of its BlockMatch RFQ venue
Instinet, a global agency-only broker, announces a strategic rebranding of its BlockMatch RFQ venue to “BlockMatch Select”.
Clear Street closes purchase of Fox River algorithmic trading business from Instinet
Clear Street announced today that the firm has completed the purchase of the Fox River algorithmic trading business from Instinet.
Clear Street to acquire Instinet’s Fox River algo trading business
Clear Street, a financial technology firm, has entered into a definitive agreement to acquire Instinet’s Fox River algorithmic trading business.
Instinet Australia pays $670,500 penalty over ‘set and forget’ compliance culture
Instinet Australia Pty Ltd has paid a penalty of $670,500 to comply with an infringement notice given by the Markets Disciplinary Panel (MDP).
FINRA fines Instinet $3.8M for reporting deficiencies
Instinet failed to timely and accurately report data for tens of billions of order events to the CAT Central Repository.
FINRA fines Instinet for violations of Regulation NMS
From August 1, 2019, through September 28, 2020, Instinet violated Rule 611(c) of Regulation NMS of the Securities Exchange Act of 1934.
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