Goldman Sachs to disgorge $1.3M for engaging in improper pre-hedging
Goldman Sachs International (GSI) agreed to pay a monetary penalty of $125,000 and disgorge $1,319,249 in profits.
Goldman Sachs International (GSI) agreed to pay a monetary penalty of $125,000 and disgorge $1,319,249 in profits.
Goldman Sachs had no automated system or exception reports to verify that traders were accurately recording options order transmission times.
Goldman Sachs posted Global Markets net revenues of $7.87 billion for the first quarter of 2022, 4% higher than a year earlier.
The DOJ pushes for a prison sentence of 30 to 37 months for Puneet Dikshit, an insider trader who profited from Goldman Sachs’ acquisition of Greensky.
Roger Bartlett had been with Goldman Sachs for 16 years, most recently as MD – Global Co-Head of Operations for Global Markets.
Goldman Sachs saw net revenues in Global Markets amount to $3.99 billion in the fourth quarter of 2021, 7% lower than a year ago.
Puneet Dikshit learned highly confidential information concerning Goldman Sachs’s impending acquisition of fintech platform GreenSky.
American Express and Goldman Sachs Transaction Banking collaborate on a cloud-based payments solution for corporate clients.
Goldman Sachs has received approval from the China Securities Regulatory Commission to take full ownership of GSGH.
Net revenues in Goldman Sachs Global Markets segment were $5.61 billion for Q3 2021, 23% higher than in the year-ago quarter.