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CME fines Morgan Stanley for alleged violations of SEF rules

TradingView expands market insights with NSE options data

RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules

FX liquidity test looms as North American T+1 settlement arrives

CySEC imposes €360k fine on MCA Intelifunds aka FXORO

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FCA sets new rules to improve oversight of Appointed Representatives

Gerald Segal appointed representative, FCA consultation, featured 0 Comments August 3, 2022

The new rules will help prevent consumers being mis-sold or mis-led by ARs and will prevent misconduct by ARs.

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FCA News/ Regulatory News

FCA to consult on protections for investors in SPACs

Maria Nikolova FCA consultation, listing rules, SPAC, SPACs 0 Comments March 31, 2021

The FCA will be consulting shortly on strengthening investor protections in Special Purpose Acquisition Companies (SPACs).

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LATEST NEWS

CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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