distributed ledger technology, DLT, ESMA
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The ESMA call for evidence seeks input from stakeholders on the use of distributed ledger technology (DLT) for trading and settlement.
ESMA, ESMA Chair, Verena Ross
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Verena Ross started in her new position as Chair of the European Securities and Markets Authority (ESMA) today.
ESMA, ESMA Chair, Verena Ross
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Verena Ross will be the next Chair of the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator.
ESMA, gamestop, payment for order flow, PFOF
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ESMA seeks public comments on retail investor protection with regards to payment for order flow (PFOF).
EMIR, ESMA, UnaVista, UnaVista fine
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ESMA has fined trade repository UnaVista Limited €238,500 for breaches of the European Market Infrastructure Regulation (EMIR).
Sweden’s FI has received and input all GLEIF LEI data files that were missing in the TRS 2 system due to an incident that occurred at ESMA.
ESMA, ESMA IT incident
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ESMA has had an ongoing IT incident since 10 August 2021 that has prevented it from delivering LEI reference data files.
Spain and Cyprus imposed the heaviest penalties for MiFID II breaches in 2020, according to data published by ESMA today.
ESMA, SPAC, SPAC regulation
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ESMA has published a disclosure and investor protection guidance on special purpose acquisition companies (SPACs).
client order execution, ESMA, payment for order flow, PFOF
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MiFID II obligations are aimed at ensuring firms act in their clients’ best interest when executing their orders.
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