ESMA to conduct common action with national regulators on MiFID II costs and charges
ESMA launches a common supervisory action with national competent authorities on the application of MiFID II costs and charges.
ESMA
ESMA becomes supervisor of EU Data Reporting Service Providers
data reporting, DRSP, ESMA
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Its new role gives ESMA direct authorisation and supervisory powers over Data Reporting Service Providers (DRSPs).
ESMA consults on suitability requirements under MiFID II
ESMA is consulting on certain aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).
ESMA clarifies reporting of net short positions during transition
ESMA, net short positions
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ESMA has published a statement to clarify how to report net short positions (NSPs) between 28 and 31 January 2022.
ESMA consults on distributed ledger technology
distributed ledger technology, DLT, ESMA
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The ESMA call for evidence seeks input from stakeholders on the use of distributed ledger technology (DLT) for trading and settlement.
Verena Ross takes up her role as ESMA Chair
ESMA, ESMA Chair, Verena Ross
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Verena Ross started in her new position as Chair of the European Securities and Markets Authority (ESMA) today.
Verena Ross named ESMA Chair
ESMA, ESMA Chair, Verena Ross
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Verena Ross will be the next Chair of the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator.
ESMA seeks input on retail investor protection and PFOF
ESMA, gamestop, payment for order flow, PFOF
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ESMA seeks public comments on retail investor protection with regards to payment for order flow (PFOF).
ESMA fines UnaVista for EMIR breaches
EMIR, ESMA, UnaVista, UnaVista fine
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ESMA has fined trade repository UnaVista Limited €238,500 for breaches of the European Market Infrastructure Regulation (EMIR).
ESMA TRS 2 system issue resolved, Sweden’s FI confirms
Sweden’s FI has received and input all GLEIF LEI data files that were missing in the TRS 2 system due to an incident that occurred at ESMA.
