ESMA fines trade repository REGIS-TR for EMIR breaches
The European Securities and Markets Authority (ESMA) has fined trade repository REGIS-TR €186,000 for EMIR breaches.
ESMA
EU financial regulators warn consumers about risks of crypto-assets
The European Supervisory Authorities (EBA, ESMA and EIOPA) warn consumers that many crypto-assets are highly risky and speculative.
ESMA issues recommendations to CySEC
ESMA is issuing recommendations to the Cyprus Securities and Exchange Commission (CySEC) on ongoing supervision and investigations.
ESMA sees high risks to retail investors of possibly significant market corrections
ESMA continues to see high risks to institutional and retail investors of further, possibly significant, market corrections.
ESMA to conduct common action with national regulators on MiFID II costs and charges
ESMA launches a common supervisory action with national competent authorities on the application of MiFID II costs and charges.
ESMA becomes supervisor of EU Data Reporting Service Providers
Its new role gives ESMA direct authorisation and supervisory powers over Data Reporting Service Providers (DRSPs).
ESMA consults on suitability requirements under MiFID II
ESMA is consulting on certain aspects of suitability requirements under the Markets in Financial Instruments Directive (MiFID II).
ESMA clarifies reporting of net short positions during transition
ESMA has published a statement to clarify how to report net short positions (NSPs) between 28 and 31 January 2022.
ESMA consults on distributed ledger technology
The ESMA call for evidence seeks input from stakeholders on the use of distributed ledger technology (DLT) for trading and settlement.
Verena Ross takes up her role as ESMA Chair
Verena Ross started in her new position as Chair of the European Securities and Markets Authority (ESMA) today.
