ESMA clarifies reporting of net short positions during transition
ESMA has published a statement to clarify how to report net short positions (NSPs) between 28 and 31 January 2022.
ESMA has published a statement to clarify how to report net short positions (NSPs) between 28 and 31 January 2022.
The ESMA call for evidence seeks input from stakeholders on the use of distributed ledger technology (DLT) for trading and settlement.
Verena Ross started in her new position as Chair of the European Securities and Markets Authority (ESMA) today.
Verena Ross will be the next Chair of the European Securities and Markets Authority (ESMA), the EU’s securities markets regulator.
ESMA seeks public comments on retail investor protection with regards to payment for order flow (PFOF).
ESMA has fined trade repository UnaVista Limited €238,500 for breaches of the European Market Infrastructure Regulation (EMIR).
Sweden’s FI has received and input all GLEIF LEI data files that were missing in the TRS 2 system due to an incident that occurred at ESMA.
ESMA has had an ongoing IT incident since 10 August 2021 that has prevented it from delivering LEI reference data files.
Spain and Cyprus imposed the heaviest penalties for MiFID II breaches in 2020, according to data published by ESMA today.
ESMA has published a disclosure and investor protection guidance on special purpose acquisition companies (SPACs).