CME Group fines, suspends trader for engaging in prohibited trading practices
International derivatives marketplace CME Group has posted a notice of disciplinary action against Chunyu Mao.
CME fine
CME suspends trader for nine months for engaging in disruptive practices
Adam Cobb-Webb must pay a fine in the amount of $75,000 and disgorge the monetary benefit in the amount of $191,670.
Straits Financial gets a slap on the wrist for CME rule violation
Straits Financial LLC submitted incomplete large trader positions in several CME, CBT, NYMEX, and COMEX futures and options contracts.
CME fines trader for rule violations
International derivatives marketplace CME Group has published a notice of disciplinary action against David Hall.
G.H. Financials to pay $150k fine for CME rule violations
International derivatives marketplace CME Group has issued a notice of disciplinary action against G.H. Financials, LLC.
CME suspends trader for violating prohibition on prearranged, pre-negotiated and moncompetitive trades
International derivatives marketplace CME Group has imposed a one-year suspension on Charlie Cai for violations of COMEX rules.
CME fines, bars trader for prearranging numerous transactions
International derivatives marketplace CME Group has posted a notice of disciplinary action against Sungbeon Kang.
Wedbush Securities to pay $175k fine for alleged violations of CME rules
In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
CME fines StoneX Financial for alleged rule violations
International derivatives marketplace CME Group has posted a notice of disciplinary action against StoneX Financial Inc.
HSBC Securities to pay $50k fine for alleged violations of CME rules
In accordance with the settlement offer, the Clearing House Risk Committee imposed a $50,000 fine on HSBC Securities (USA) Inc.
