Citigroup Global Markets to pay $2.5M fine for Short Tender Rule violations
Citigroup Global Markets Inc. has agreed to pay a fine of $2.5 million as a part of a settlement with FINRA.
Citigroup Global Markets Inc. has agreed to pay a fine of $2.5 million as a part of a settlement with FINRA.
From November 2012 to November 2017, Citigroup Global Markets omitted about 24,800 required disclosures in 16,850 equity research reports.