best execution, featured, FINRA, StoneX
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StoneX Financial Inc has agreed to pay a fine of $70,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
Barclays Capital, best execution, featured, FINRA
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FINRA has fined Barclays Capital Inc. $2 million for failing to comply with its best execution obligations.
best execution, Intercontinental Exchange
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Intercontinental Exchange (ICE) announces enhancements to its Best Execution service, which more than doubles coverage.
best execution, client order execution, Deutsche Bank Securities
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Deutsche Bank’s SuperX system created an inherent delay for orders that were not fully executed in the firm’s ATS.
best execution, Citadel, payment for order flow, PFOF
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Traders in Florida sue Robinhood Financial over its payment for order flow arrangements with Citadel, Apex, Wolverine and Virtu.
best execution, SEC
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The SEC has announced the first distribution of a $65 million penalty paid by Robinhood over omissions and false disclosures.
best execution, Central Bank of Ireland, MiFID II
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The Central Bank of Ireland recently undertook a thematic inspection to review firms’ compliance with the ‘best execution’ requirements.
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