Ex-director of Guevara Capital Access and Online Trading Capital pleads guilty to three counts of fraud
Mark Francis McCabe has pleaded guilty to three offences of dishonestly obtaining a financial advantage by deception.
ASIC
Court grants ASIC’s application for interim injunction against NGS Companies
ASIC, featured, NGS
0 Comments
Earlier this week, the Federal Court made consent orders granting ASIC’s application for an interim injunction restraining the NGS Companies.
Australian regulator warns consumers of suspicious investment opportunities in digital gold vaults
ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults.
ASIC suspends licence of Olritz Financial Group
AFS licence, ASIC, featured
0 Comments
ASIC has suspended the Australian financial services (AFS) licence of Olritz Financial Group Pty Ltd until 5 March 2025.
ASIC cancels licence of FXOpen AU
AFS licence, ASIC, featured, FXOpen
0 Comments
ASIC has cancelled the Australian financial services (AFS) licence of CFDs and foreign exchange contracts issuer, FXOpen AU.
ASIC confirms CLSA pays penalty for providing incorrect regulatory data
ASIC, CLSA Australia, featured
0 Comments
CLSA Australia Pty Limited has paid a penalty of $144,300 to comply with an infringement notice given by the Markets Disciplinary Panel.
ASIC accepts voluntary variation of AP Lloyds license
AFS licence, ASIC, featured
0 Comments
ASIC has accepted a voluntary variation of the Australian financial services (AFS) licence of AP Lloyds Pty Ltd.
Former director of Growth Plus Financial Group sentenced to 12 years imprisonment for fraud
ASIC, featured, Growth Plus Financial
0 Comments
Ben Jayaweera, a former director of Growth Plus Financial Group Pty Ltd (in Liquidation), has been sentenced to 12 years’ imprisonment.
Former director of Growth Plus Financial found guilty of fraud
ASIC, featured, Growth Plus Financial
0 Comments
Ben Jayaweera, a former financial advisor and director of Growth Plus Financial Group Pty Ltd was found guilty of 28 counts of fraud.
ASIC secures judgment against Kraken crypto exchange operator
ASIC, Bit Trade, DDO, featured, Kraken
0 Comments
The Federal Court of Australia today ruled Bit Trade Pty Ltd, the operator of the Kraken crypto exchange in Australia, failed to comply with design and distribution obligations.
