ASIC cancels licence of CPG Research & Advisory
The Australian Securities and Investments Commission (ASIC) has cancelled the AFS licence of CPG Research & Advisory.
ASIC
ASIC approves Cboe’s listing application
Cboe will now be able to list new companies on its platform in direct competition with existing market operators.
Australian regulator cancels licence of Velos Global Markets
ASIC cancelled the Australian financial services (AFS) licence of Velos Global Markets Pty Ltd (ACN 604 251 416).
ASIC cancels Lief’s licence
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Lief Pty Ltd.
ASIC permanently bans former Freedom Finance Australia financial adviser
ASIC has permanently banned former financial adviser Anthony Joseph Del Vecchio following his conviction of fraud.
ASIC accepts court-enforceable undertaking from Macquarie Investment Management
Macquarie Investment Management Ltd (MIML) has committed to paying thousands of Australians who invested their retirement savings in Shield.
ASIC obtains travel restraint orders against Global Investment Marketing director
ASIC has secured travel restraint orders against Gold Coast-based director of Global Investment Marketing Pty Ltd (GIM), Darren Geddes.
ANZ agrees to pay $240M in penalties for widespread misconduct
Australia and New Zealand Banking Group Limited (ANZ) has admitted to engaging in unconscionable conduct in services it provided to the Australian Government.
Australian Court extends freezing orders against First Mutual Private Equity to protect investor funds
The Federal Court of Australia has extended the orders, first made on 15 August 2025, freezing the bank accounts of Gregory Raymond Cotton.
ASIC cancels licence of FX broker Auric International Markets
ASIC has cancelled the Australian financial services (AFS) licence of forex and derivatives brokerage company, Auric International Markets Pty Ltd (AIMS).
