SEC to amend its complaint against Archegos, Bill Hwang
The SEC plans to amend its complaint against Sung Kook (Bill) Hwang, Patrick Halligan, and Archegos Capital Management.
Archegos
Archegos seeks to dismiss CFTC complaint
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
Archegos opposes SEC’s market manipulation claims
Archegos Capital Management, LP seeks to dismiss the Complaint by the SEC accusing it of manipulating the market prices of certain securities.
Court approves Archegos head trader settlement with SEC
Judge J. Paul Oetken has signed a judgment as to William Tomita, Archegos head trader, that partially settles SEC charges.
Archegos head trader reaches partial settlement with SEC
The SEC has reached a partial settlement with William Tomita, who served as the head trader of Archegos.
Court approves SEC’s settlement with Archegos CRO
Judge J. Paul Oetken has approved the proposed settlement between the SEC and Scott Becker, CRO of Archegos.
SEC reaches partial settlement with Archegos chief risk officer
The SEC has reached a partial settlement with Scott Becker, who served as Chief Risk Officer of Archegos.
CFTC takes action against Archegos Capital Management
The CFTC takes action against Archegos Capital Management, LP and Archegos’s Chief Financial Officer, Patrick Halligan.
SEC goes after Archegos, Bill Hwang
The SEC has charged Sung Kook (Bill) Hwang, the owner of Archegos, with orchestrating a fraudulent scheme that resulted in heavy losses.
Credit Suisse forecasts loss in reported earnings for Q1 2022
Credit Suisse expects its reported earnings for Q1 2022 to be negatively impacted by a decision to increase litigation provisions.
