Archegos seeks to dismiss CFTC complaint
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
Archegos says the Complaint should be dismissed because it fails to state a claim over which the CFTC has jurisdiction.
Archegos Capital Management, LP seeks to dismiss the Complaint by the SEC accusing it of manipulating the market prices of certain securities.
Judge J. Paul Oetken has signed a judgment as to William Tomita, Archegos head trader, that partially settles SEC charges.
The SEC has reached a partial settlement with William Tomita, who served as the head trader of Archegos.
Judge J. Paul Oetken has approved the proposed settlement between the SEC and Scott Becker, CRO of Archegos.
The SEC has reached a partial settlement with Scott Becker, who served as Chief Risk Officer of Archegos.
The CFTC takes action against Archegos Capital Management, LP and Archegos’s Chief Financial Officer, Patrick Halligan.
The SEC has charged Sung Kook (Bill) Hwang, the owner of Archegos, with orchestrating a fraudulent scheme that resulted in heavy losses.
Credit Suisse expects its reported earnings for Q1 2022 to be negatively impacted by a decision to increase litigation provisions.
Credit Suisse reports pre-tax loss of CHF 522 million in FY21, impacted by the Archegos matter, goodwill impairment and litigation provisions.