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Breaking News

CME fines Morgan Stanley for alleged violations of SEF rules

TradingView expands market insights with NSE options data

RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules

FX liquidity test looms as North American T+1 settlement arrives

CySEC imposes €360k fine on MCA Intelifunds aka FXORO

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Regulatory News

Court approves Archegos head trader settlement with SEC

Maria Nikolova Archegos, featured, SEC, William Tomita 0 Comments June 1, 2022

Judge J. Paul Oetken has signed a judgment as to William Tomita, Archegos head trader, that partially settles SEC charges.

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Regulatory News

Archegos head trader reaches partial settlement with SEC

Maria Nikolova Archegos, featured, William Tomita 0 Comments May 27, 2022

The SEC has reached a partial settlement with William Tomita, who served as the head trader of Archegos.

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LATEST NEWS

CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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