ASIC cancels licence of NextGen Financial Group
ASIC has cancelled the Australian financial services (AFS) licence of NextGen Financial Group Pty Ltd effective from 23 February 2024.
AFS licence
ASIC cancels licence of Valorton Capital
ASIC has cancelled the Australian financial services (AFS) licence of Valorton Capital Pty Ltd.
ASIC cancels AFS license of Brava Capital
ASIC has cancelled the Australian financial services licence (AFSL) held by Sydney-based Brava Capital Pty Ltd.
ASIC issues final reminder to unregistered financial advisers
Financial advisers that are not registered with ASIC before 16 February 2024 will need to cease providing personal advice to retail clients.
ASIC cancels AFS licence of Indie Advice
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Indie Advice.
ASIC urges AFS licensees to register their financial advisers
The Australian Securities and Investments Commission (ASIC) has urged AFS licensees to register their financial advisers.
Australian Court appoints receivers to Brite Advisors, following concerns raised by ASIC
Australia’s Federal Court has made orders appointing corporate receivers and managers of Australian Financial Services licensee, Brite Advisors.
ASIC cancels AFS license of Remi Investment Services
ASIC has cancelled the Australian financial services (AFS) licence of Remi Investment Services Pty Ltd (RIS).
ASIC suspends AFS licence of Suetonius Wealth Management
ASIC has suspended the Australian financial services (AFS) licence of Sydney based financial services provider, Suetonius Wealth Management.
Australian regulator suspends AFS licence of First City Corporate Advisory Services
ASIC has suspended the Australian financial services (AFS) licence of First City Corporate Advisory Services Pty Limited.
