AFS licence, MyBudget
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Following ASIC’s investigation into its operating model, MyBudget has applied for an Australian financial services (AFS) licence.
AFS licence, Australia licensing
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The government outlines options to create a fast-track licensing process for FFSPs that wish to establish permanent operations in Australia.
AFS licence, SocGen, Societe Generale
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ASIC confirms it has removed the additional license conditions imposed on Societe Generale Securities Australia Pty Ltd (SGSAPL).
ASIC extends the transitional relief for foreign financial services providers from the requirement to hold an AFS licence.
AFS licence, The Australian Dealer Group
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ASIC has cancelled the AFS licence of The Australian Dealer Group (ADG) as its business model failed to comply with its obligations.
AFS licence, AUSIEX, CommSec
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ASIC launches action against Commonwealth Securities Limited (CommSec) and Australian Investment Exchange Limited (AUSIEX).
AFS licence, IEL, Investors Exchange Limited
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ASIC suspended the licence because Investors Exchange Limited (IEL) failed to comply with financial services laws.
AFS licence, Australian Forex broker, Halifax Investment Services
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ASIC has cancelled the Australian financial services (AFS) licence held by Halifax Investment Services Pty Limited.
AFS licence, Allegra
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The Administrative Appeals Tribunal has affirmed ASIC’s decision to refuse Allegra an Australian financial services (AFS) licence.
AFS licence, Australia forex brokers
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ASIC cancelled Jels’ AFS licence because the company failed to demonstrate that it had the competence to provide financial services as required.
