ASIC cancels AFS license of Brava Capital
ASIC has cancelled the Australian financial services licence (AFSL) held by Sydney-based Brava Capital Pty Ltd.
ASIC has cancelled the Australian financial services licence (AFSL) held by Sydney-based Brava Capital Pty Ltd.
Financial advisers that are not registered with ASIC before 16 February 2024 will need to cease providing personal advice to retail clients.
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Indie Advice.
The Australian Securities and Investments Commission (ASIC) has urged AFS licensees to register their financial advisers.
Australia’s Federal Court has made orders appointing corporate receivers and managers of Australian Financial Services licensee, Brite Advisors.
ASIC has cancelled the Australian financial services (AFS) licence of Remi Investment Services Pty Ltd (RIS).
ASIC has suspended the Australian financial services (AFS) licence of Sydney based financial services provider, Suetonius Wealth Management.
ASIC has suspended the Australian financial services (AFS) licence of First City Corporate Advisory Services Pty Limited.
ASIC has suspended the Australian financial services (AFS) licence of JB Markets Pty Ltd until 30 April 2024.
ASIC has suspended the Australian Financial Services (AFS) licence of Celtic Equities Management Pty Ltd for six months.