Australian regulator cancels licence of Velos Global Markets
ASIC cancelled the Australian financial services (AFS) licence of Velos Global Markets Pty Ltd (ACN 604 251 416).
AFS licence
ASIC cancels Lief’s licence
The Australian Securities and Investments Commission (ASIC) has cancelled the Australian financial services (AFS) licence of Lief Pty Ltd.
ASIC cancels licence of FX broker Auric International Markets
ASIC has cancelled the Australian financial services (AFS) licence of forex and derivatives brokerage company, Auric International Markets Pty Ltd (AIMS).
Australian regulator cancels AFS licence of BDS Accounting
The AFS licence was cancelled after BDS Accounting failed to pay industry funding levies which were outstanding for over 12 months.
ASIC cancels licence of MWL Financial Services
ASIC has cancelled the Australian Financial Services licence of MWL Financial Services Pty Ltd .
ASIC cancels AFS licences of Ipraxis and Downunder Insurance Services
ASIC has cancelled the AFS licenses of two Australian financial services providers for failure to pay industry funding levies.
Australian regulator cancels AFS licence of Ballast Financial Management
ASIC has cancelled the Australian financial services (AFS) licence of Perth-based financial services provider Ballast Financial Management.
ASIC cancels AFS licence of Financial Services Group Australia
ASIC has cancelled the Australian Financial Services (AFS) licence of Financial Services Group Australia Pty Ltd (FSGA).
Australian regulator renews warning for AFS licensees ahead of deadline for financial advisers
ASIC is urging relevant providers and their authorising AFS licensees to check all relevant information on the Financial Advisers Register.
Court sides with ASIC regarding BPS Financial’s use of ‘authorised representative’ exemption
Full Federal Court finds in favour of ASIC appeal concerning BPS Financial’s use of ‘authorised representative’ exemption.
