AFS licence, AIMS, ASIC, Auric International Markets, featured
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ASIC has cancelled the Australian financial services (AFS) licence of forex and derivatives brokerage company, Auric International Markets Pty Ltd (AIMS).
AFS licence, ASIC, BDS Accounting, featured
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The AFS licence was cancelled after BDS Accounting failed to pay industry funding levies which were outstanding for over 12 months.
AFS licence, ASIC, featured, MWL Financial Services, Shield Master Fund
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ASIC has cancelled the Australian Financial Services licence of MWL Financial Services Pty Ltd .
AFS licence, ASIC, iPraxis
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ASIC has cancelled the AFS licenses of two Australian financial services providers for failure to pay industry funding levies.
AFS licence, ASIC, Ballast Financial Management, featured
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ASIC has cancelled the Australian financial services (AFS) licence of Perth-based financial services provider Ballast Financial Management.
AFS licence, ASIC, featured, Financial Services Group Australia
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ASIC has cancelled the Australian Financial Services (AFS) licence of Financial Services Group Australia Pty Ltd (FSGA).
AFS licence, ASIC, featured
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ASIC is urging relevant providers and their authorising AFS licensees to check all relevant information on the Financial Advisers Register.
AFS licence, ASIC, BPS, featured, Qoin
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Full Federal Court finds in favour of ASIC appeal concerning BPS Financial’s use of ‘authorised representative’ exemption.
AFS licence, ASIC, featured, Spectre Financial Group
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ASIC has cancelled the Australian Financial Services (AFS) licence of Spectre Financial Group Australia Pty Ltd.
AFS licence, ASIC, featured, Kalkine
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Australian financial services licensee Kalkine Pty Limited must appoint an independent compliance consultant to address ASIC concerns.
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