FCA works with major firms to test AI safely
The UK Financial Conduct Authority (FCA) is working with major firms to test AI in a safe place to better understand the potential benefits and risks.
FCA News
FCA censures Institute of Certified Bookkeepers for AML supervision deficiencies
The FCA has censured the Institute of Certified Bookkeepers (ICB) for serious deficiencies in its anti-money laundering (AML) supervision.
FCA brings insider dealing charges against two individuals
The FCA has started criminal proceedings against Bobosher Sharipov and Bekzod Avazov for insider dealing.
FCA blasts CFD brokers for failing to deliver fair value to consumers
CFD providers have been warned by the FCA to provide fair value, after its review found some firms had not risen to the Consumer Duty.
FCA warns CFDs traders of high-pressure techniques to be labelled professional clients
The FCA said that brokerage firms must not push elective professional or redirection promotions onto their retail clients.
FCA fines former employee of Virgin Media O2 for data protection breach
Coleman, who was employed by Virgin Media O2, sold confidential customer data to family friend Nicholas Harper for use in a boiler room fraud.
FCA seeks feedback on new short selling regime
The UK Financial Conduct Authority (FCA) is asking for feedback on proposals for a new short selling regime.
FCA imposes £100k fine on advisor for insider dealing
The FCA has fined Neil Sedgwick Dwane £100,281 for insider dealing and banned him from working for UK financial services.
FCA opens investigation into Moneda Capital Group
The UK Financial Conduct Authority (FCA) has launched an investigation into Moneda Capital Group.
FCA obtains $101M redress for BlueCrest investors
The FCA has secured $101 million in redress to UK and other non-US investors in a fund sub-managed by BlueCrest Capital Management.
