ICE Futures announces settlement of charges against StoneX Markets
In line with a settlement, StoneX agreed to pay a collective monetary penalty of $60,000 and disgorge profits of $4,342.50.
In line with a settlement, StoneX agreed to pay a collective monetary penalty of $60,000 and disgorge profits of $4,342.50.
During two quarters, StoneX failed to immediately display, route, execute, or cancel 77% of sampled exceptions of customer limit orders.
In line with the terms of its settlement with ICE, StoneX has agreed to pay a monetary penalty but did not admit the rule violations.
ICE Futures U.S. announces settlement of charges against StoneX Financial, with the company agreeing to a fine.
StoneX Financial Inc got a fine for failing to meet documentation requirements for orders entered using Execution Operation Suspense Accounts.
ICE Futures issued a summary fine to StoneX Financial Inc for reporting inaccurate open interest.