ABN Amro, StoneX Financial Inc, StoneX fined
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CME Group has fined StoneX Financial and ABN Amro Clearing for violations of recordkeeping requirements.
CBOT, StoneX, StoneX Financial Inc
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StoneX was fined because it transferred positions between customer accounts with different beneficial ownership and without appropriate Exchange approval.
ICE Futures, StoneX, StoneX Financial Inc, StoneX fine
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ICE Futures issued a summary fine to StoneX Financial Inc for reporting inaccurate open interest.
