ICE Futures US fines StoneX Financial for alleged rule violations
ICE Futures U.S. has published a notice announcing settlement of charges against StoneX Financial Inc.
ICE Futures U.S. has published a notice announcing settlement of charges against StoneX Financial Inc.
CME Group has fined StoneX Financial and ABN Amro Clearing for violations of recordkeeping requirements.
StoneX was fined because it transferred positions between customer accounts with different beneficial ownership and without appropriate Exchange approval.
ICE Futures issued a summary fine to StoneX Financial Inc for reporting inaccurate open interest.