featured, ICE, ICE fine
0 Comments
ICE Futures U.S. has posted a disciplinary notice against A.E. Bruggemann & Co.
featured, ICE, ICE fine, RJO
0 Comments
R.J. O’Brien & Associates Canada Inc. was issued a summary fine for $10,000 for violating ICE Rule 4.02(g)(3).
featured, ICE, ICE fine, Oil Brokerage
0 Comments
Oil Brokerage neither admitted nor denied the alleged rule violations, but agreed to pay a monetary penalty of $185,000.
In accordance with the terms of settlement, Ciclon Trading Corporation agreed to pay a monetary penalty of $20,000.
featured, ICE, ICE fine, RJO
0 Comments
R.J. O’Brien & Associates LLC (RJO) may have violated legacy Exchange Rule 2.22 by misreporting open interest in Henry LD1 Fixed Price Futures contracts.
featured, ICE, ICE fine, RJO
0 Comments
R.J. O’Brien (MENA) Capital Limited may have, in multiple instances between October 2020 and April 2021, violated Exchange Rule 4.02(e).
ICE fine, Tanius Technology
0 Comments
In March 2020 and April 2020, Tanius Technology operated automated trading systems (ATS) that malfunctioned in different markets.
Aspire, ICE fine, ICE Futures US
0 Comments
In accordance with the terms of its settlement with ICE, Aspire agreed to pay a monetary penalty of $700,000.
Credit Suisse, Credit Suisse Securities, ICE fine, ICE Futures
0 Comments
ICE fines Credit Suisse Securities (Europe) Ltd for failing to properly assign each Automated Trading System a unique identification.
ICE fine, Marex, Marex fine
0 Comments
Marex brokers executed large stop-limit orders on behalf of customers with disregard for the adverse impact of such orders.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
