Convoy Asset Management Limited, SFC, stock manipulation
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The SFC has banned Peter Law Chi Kin, a former licensed representative of Convoy Asset Management Limited, from re-entering the industry for 10 years.
Convoy Asset Management Limited, Hong Kong SFC, stock manipulation
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The SFC has banned Wong Kwun Shing, a former licensed representative of Convoy Asset Management Limited, from re-entering the industry for life.
featured, SEC, stock manipulation
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The SEC obtained final judgments against sixteen defendants for their role in a stock manipulation scheme.
