crypto fraud, featured, NovaTech, SEC
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The Securities and Exchange Commission (SEC) on Monday charged Cynthia and Eddy Petion, along with their company, NovaTech Ltd.
The SEC today announced settled charges against investment adviser Cadaret, Grant & Co., Inc., for breaches of its fiduciary duty.
featured, Pacific Financial, SEC
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The Securities and Exchange Commission (SEC) today announced settled charges against The Pacific Financial Group, Inc.
The Securities and Exchange Commission (SEC) has filed a complaint against Taylor Woods and Howard Wu.
The SEC today charged South Bay Acquisitions, LLC and its principal, John N. Matson of San Diego, California, with defrauding investors.
featured, Google, insider trading, SEC
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The Securities and Exchange Commission (SEC) has charged Palm Beach County resident Charles Baugh with violations of the anti-fraud provisions.
BitClout, crypto fraud, featured, SEC
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The Securities and Exchange Commission today charged Nader Al-Naji with perpetrating a multi-million-dollar fraudulent crypto asset scheme.
DWAC, featured, SEC, SPAC, Trump Media
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The Securities and Exchange Commission (SEC) has filed a complaint against Patrick Orlando, former CEO and Chairman of DWAC.
The SEC has approved MIAX Sapphire LLC’s application for registration as a national securities exchange.
The Securities and Exchange Commission (SEC) has obtained a final judgment against Evarist C. Amah, an investment adviser.
