SEC files settled action with RYVYL, its CEO and chairman
The Securities and Exchange Commission (SEC) has filed a lawsuit against RYVYL Inc, its chief executive officer, Fredi Nisan and its chairman of the board, Benzion Errez.
SEC
SEC obtains final judgment against Supreme Power Capital Management
The Securities and Exchange Commission (SEC) has obtained a final judgment against purported investment adviser Supreme Power Capital Management Ltd.
SEC brings market manipulation charges against day trader
On April 20, 2026, the Securities and Exchange Commission (SEC) filed charges against Harsh V. Patel, for allegedly perpetrating a market manipulation scheme.
SEC announces settled order for insider trading charges related to Chimerix acquisition
The Securities and Exchange Commission (SEC) today announced settled charges against Weizheng Zeng of San Diego, California for insider trading.
Securitize appoints former SEC Director Brett Redfearn to its BoD
As President, Redfearn will work with Securitize’s leadership team to scale the company’s regulated platform across issuance, trading, and fund administration.
SEC announces settled order against Francis Decker for failures related to FTX audit
The Securities and Exchange Commission (SEC) has announced settled charges against Francis Decker, a CPA.
SEC takes Gianoplus Consortia to Court for fraudulent high-yield investment program
The Securities and Exchange Commission (SEC) has filed a lawsuit against Michael Peter Gianoplus and Traci Leigh Bransford-Marquis.
SEC goes after BBFY USA, Captain Drake
The United States Securities and Exchange Commission (SEC) has filed a lawsuit against Mark D. Anderson, BBFY USA, Inc, and Captain Drake, LLC.
SEC files insider trading charges against former rep of NY-based brokerage
Smith traded in the securities of two issuers based on material nonpublic information he received from his close friend and colleague, Jordan Meadow.
SEC investigates whether three employees golfed during duty hours
The Securities and Exchange Commission (SEC) Office of Inspector General (OIG) investigated whether three SEC employees golfed during duty hours.
