featured, SEC, TradeStation crypto
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The Securities and Exchange Commission (SEC) today announced charges against TradeStation Crypto, Inc.
Beaxy, crypto fraud, featured, SEC
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Beaxy Digital is liable for disgorgement of $5.9 million, together with prejudgment interest thereon in the amount of $1.4 million.
crypto fraud, featured, HyperFund, SEC
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According to the SEC’s complaint, from June 2020 through early 2022, Lee and Chunga promoted HyperFund “membership” packages.
featured, IPO, SEC, SPAC
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The SEC today adopted new rules and amendments to enhance disclosures and provide additional investor protection in IPOs by SPACs.
The Securities and Exchange Commission (SEC) has obtained a final judgment against stock promoter Carl Smith.
featured, Ponzi scheme, SEC
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The Securities and Exchange Commission (SEC) has charged Loganville, Georgia resident Prosper E. Beyond Moore and the entity he controls, Prosperity Investments & Solutions.
featured, JPMorgan, SEC, whistleblowing
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The Securities and Exchange Commission (SEC) today announced settled charges against J.P. Morgan Securities LLC.
featured, Morgan Stanley, SEC
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Morgan Stanley agrees to pay more than $249 million to settle fraud charges and for failing to enforce information barriers.
featured, Reg BI, SEC
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The SEC pushes for entries of default against Michael Blumer, John Kuprianchik, David Page, Steven Thompson, and Joseph Todaro.
BarnBridge DAO, featured, SEC
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BarnBridge DAO and its two founders will pay more than $1.7 million to settle charges that they failed to register BarnBridge’s crypto offer.
