SEC obtains Court order imposing $1.1M penalty on former Apple attorney for insider trading
The U.S. District Court for the District of New Jersey has granted the SEC summary judgment for insider trading charges against Gene Daniel Levoff.
The U.S. District Court for the District of New Jersey has granted the SEC summary judgment for insider trading charges against Gene Daniel Levoff.
The SEC has announced settled charges against Robert J. Schettino, who served as Controller of Napco Security Technologies.
The Securities and Exchange Commission (SEC) today filed charges against Meta Materials Inc. and its former CEOs, John Brda and George Palikaras.
The SEC has announced charges against Yanni Tassev for fraudulently offering securities purportedly issued by his then employer.
The SEC today announced charges against registered investment adviser Twenty Acre Capital LP for misleading performance advertising.
The Securities and Exchange Commission (SEC) filed charges against Marc Henry Menard in the Eastern District of New York.
The SEC today charged Ilit Raz, CEO and founder of the now-shuttered AI recruitment startup Joonko, with defrauding investors of at least $21 million.
The Securities and Exchange Commission (SEC) announces settled charges against Anders J. Lindgren for insider trading.
The SEC has filed insider trading charges against Andre Wong for unlawfully trading the securities of NeoPhotonics.
The Securities and Exchange Commission (SEC) has obtained final judgment against Andreas “Andy” Bechtolsheim.