On July 20, 2026, the Securities and Exchange Commission (SEC) filed partially settled charges against Zan Shaikh, a Florida resident, and his company Mining Automatic.
The Securities and Exchange Commission (SEC) today announced settled charges against Wedbush Securities for failing to provide complete and accurate securities trading information.
The Securities and Exchange Commission (SEC) today announced settled charges against registered broker-dealer Merrill Lynch, Pierce, Fenner & Smith Incorporated.
The Securities and Exchange Commission (SEC) on Thursday filed settled charges against Mingran Wang for allegedly orchestrating a years-long market manipulation scheme.
The Securities and Exchange Commission (SEC) has filed a lawsuit against John Sterling Myers, Sterling Capital, LLC, and Sterling Capital Management, LLC.
The Securities and Exchange Commission (SEC) today announced settled charges against Pasadena-based investment adviser Western Asset Management Company.
The Securities and Exchange Commission (SEC) has filed a lawsuit against Gerard Ryan, a retired trader for New York Mercantile Exchange.
On May 28, 2026, the Securities and Exchange Commission (SEC) charged Nathan Fuller, a resident of Cypress, Texas, in a crypto asset trading scheme.
Paxos Securities Settlement Company, LLC (PSSC) has been granted registration as a clearing agency by the U.S. Securities and Exchange Commission (SEC).
The Securities and Exchange Commission (SEC) today announced settled charges against Nipun Kumar Jami of San Jose, California for insider trading.
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