Cemetery worker to pay $400k in penalties for Forex fraud
Jonathan Webb defrauded investors in a securities offering that included low-income cemetery employees.
SEC
SEC sues Ronald Pallek for $1.5M scam involving “Iron Condor” options trading strategy
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The Securities and Exchange Commission (SEC) has filed a lawsuit against Ronald A. Pallek for a fraudulent options trading scheme.
SEC charges Eamma Safi, Josh Ge for international insider trading scheme
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The SEC has brought charges against Eamma Safi and Josh Ge for their participation in an international insider trading scheme.
SEC confirms dismissal of lawsuit against Coinbase
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Given the pending work of the Crypto Task Force, the Commission is dismissing the lawsuit against Coinbase.
SEC seeks stay of its case against Justin Sun and Tron Foundation
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The Securities and Exchange Commission (SEC) has filed a motion to stay its case against
Justin Sun and Tron Foundation.
SEC brings fraud charges against founder of Never Alone Capital
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The Securities and Exchange Commission (SEC) today charged Alan Burak, founder of Never Alone Capital LLC, with orchestrating a fraudulent scheme.
Robinhood says SEC closed investigation into Robinhood Crypto
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Robinhood announces the SEC’s Enforcement Division has closed its investigation and will not pursue an enforcement action.
SEC obtains final judgment against individual in $33M fraud scheme
The Securities and Exchange Commission (SEC) confirmed today that it has obtained a final judgment against James B. Panther, Jr. for his role in a fraudulent scheme.
SEC charges One Oak Capital Management, Michael DeRosa for misconduct related to advisory services
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The SEC today filed settled charges against New York-based registered investment adviser One Oak Capital Management LLC.
SEC announces settled charges against three investment adviser reps
The SEC today announced settled charges against investment adviser representatives Tamir Shabat, Danny Z. Spiegel, and Joseph J. Orlando, Jr.
