SEC obtains judgment as to senior exec of IRB Brasil Resseguros
The Securities and Exchange Commission (SEC) announced today the entry of a final consent judgment as to Fernando Passos.
SEC
SEC obtains judgment as to day-trader who fraudulently raised more than $1.3M
On February 23, 2026, the U.S. District Court for the District of Colorado entered a final consent judgment as to Ian G. Bell.
SEC goes after lead sales agent of MJ Capital
The US Securities and Exchange Commission (SEC) has filed a lawsuit against Joel Castellanos.
SEC files lawsuit against software development company C-Hear
The Securities and Exchange Commission (SEC) has filed a lawsuit against C-Hear, Inc and Adena Harmon.
SEC goes after Thakkar brothers, Perfect Group Holdings, and PASMAA GP Investment Fund
The Securities and Exchange Commission (SEC) has filed a lawsuit against brothers Saumil Thakkar and Poorvesh Thakkar.
ICE Clear Credit’s Treasury clearing service obtains SEC approval
ICE Clear Credit’s U.S. Treasury clearing service is now fully operationally live, providing market participants with welcome competition.
SEC files fraud charges against investment adviser who misappropriated over $9.8M from elderly client
The US Securities and Exchange Commission (SEC) has filed a complaint against Ejiro Ode Okuma, a Georgia-based investment adviser.
SEC drops lawsuit against Gemini Trust Company
The SEC on Friday filed a joint stipulation with Gemini Trust Company to dismiss, with prejudice, the Commission’s ongoing civil enforcement action against it.
SEC takes action against RB Capital Partners
The Securities and Exchange Commission (SEC) has filed a lawsuit against Brett Rosen, Deborah Braun, David M. Massey, and RB Capital Partners, Inc.
SEC goes after investment adviser whose fraud led to $1.6M in client losses
The Securities and Exchange Commission (SEC) has filed a complaint against Joel B. Sofia.
