SEC announces settlement with Ripple and two of its execs
The SEC has filed a settlement agreement entered into with defendants Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen.
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SEC charges former CFO of Location Ventures with participating in $93M fraud scheme
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SEC has charged the former CFO of Location Ventures with participating in $93 million fraud scheme.
SEC seeks to reopen case against Renwick Haddow to modify asset freeze
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The Securities and Exchange Commission (SEC) is seeking to reopen its case against Renwick Haddow.
SEC obtains final judgments against Xtreme Fighting Championships and CEO
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On, April 15, 2025, the Securities and Exchange Commission obtained final judgments by consent against Florida-based Xtreme Fighting Championships, Inc.
SEC obtains final judgment against investment fraudster James Robinson
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The Securities and Exchange Commission (SEC) has obtained a final judgment against James Robinson.
SEC goes after Nate CEO
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The Securities and Exchange Commission (SEC) has filed a complaint against Alberto Saniger Mantinan, a/k/a Albert Saniger.
Velox Clearing to pay $500k fine to settle SEC charges
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The Securities and Exchange Commission (SEC) today announced settled charges against California-based registered broker-dealer Velox Clearing LLC.
Cemetery worker to pay $400k in penalties for Forex fraud
Jonathan Webb defrauded investors in a securities offering that included low-income cemetery employees.
SEC sues Ronald Pallek for $1.5M scam involving “Iron Condor” options trading strategy
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The Securities and Exchange Commission (SEC) has filed a lawsuit against Ronald A. Pallek for a fraudulent options trading scheme.
SEC charges Eamma Safi, Josh Ge for international insider trading scheme
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The SEC has brought charges against Eamma Safi and Josh Ge for their participation in an international insider trading scheme.
