precious metals fraud, Red Rock, Red Rock Secured, Sean L. Kelly, Tony Spencer
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Red Rock’s Sean Kelly and Tony Spencer are barred from acting as investment advisers or broker-dealers in California and Hawaii.
CFTC, featured, precious metals fraud, Regal Assets
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Regal Assets misappropriated more than $21 million of the funds provided by more than 120 customers.
CFTC, crypto fraud, featured, Fundsz, precious metals fraud
1 Comment
Fundsz has fraudulently solicited, accepted, and pooled potentially millions of dollars from more than 14,000 members of the general public.
CFTC, featured, precious metals fraud
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Federal Court orders Monex Deposit Company, Newport Services Corporation and their owners to pay $38 million for commodity fraud.
Alista, precious metals fraud
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The CFTC cautions that orders requiring repayment of funds to victims may not result in the recovery of any money lost.
precious metals fraud, Safeguard Metals
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Safeguard Metals and its principal are charged with executing an ongoing nationwide fraud that solicited $68 million in investor funds.
precious metals fraud, Ross Baldwin
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The Court has stayed an action brought by the CFTC against Precious Commodities, Inc and National Coin Broker.
Argent Asset Group, First State Depository, precious metals fraud
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The CFTC wants the Court to compel First State Depository Company and Argent Asset Group to comply with subpoenas.
Deutsche Bank spoofing, precious metals fraud, spoofing lawsuit
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James Vorley and Cedric Chanu will push for a new trial pursuant to Federal Rule of Criminal Procedure 33.
precious metals fraud
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This action is the largest joint filing in CFTC history with state regulators, and the first resulting from a 2018 info sharing agreement.
