CME, Eagle Seven, featured, NYMEX
0 Comments
International derivatives marketplace CME Group has posted a notice of disciplinary action as to Eagle Seven LLC.
CME, CME fine, featured, NYMEX
0 Comments
Pei must pay a fine in the amount of $75,000, and is permanently suspended from access to any trading floor owned or controlled by CME Group.
CME fine, featured, GFI Securities, NYMEX
0 Comments
GFI Securities Limited has agreed to pay a $55,000 fine for alleged violations of CME and NYMEX rules.
CME fine, featured, NYMEX, Oil Brokerage
0 Comments
On 26 occasions in May 2023, Oil Brokerage Limited did not report block trades timely to the Exchange.
CME, COMEX, featured, NYMEX
0 Comments
Jun-Ming Lai entered orders in the June 2020 COMEX Gold futures markets with the intent, at the time of order entry, to cancel the orders to avoid execution.
CME, featured, NYMEX, TP Europe, Tullett Prebon
0 Comments
Tullett Prebon (Europe) Ltd neither admitted nor denied the rule violations or factual allegations upon which the penalty is based.
CME fine, CME Group, featured, Millennium Management LLC, NYMEX
0 Comments
In accordance with the settlement offer, the Panel ordered Millennium Management LLC to pay a $90,000 fine.
Challenger Life Company, CME, featured, NYMEX
0 Comments
In accordance with the settlement offer, the Panel ordered Challenger to pay a fine to the Exchange in the amount of $60,000.
Citadel Advisors, CME, NYMEX
0 Comments
In accordance with the settlement offer, NYMEX Panel ordered Citadel to pay a fine to the Exchange in the amount of $20,000.
Clarksons Platou Futures, CME Group, NYMEX
0 Comments
In accordance with the settlement offer, the NYMEX Business Conduct Committee ordered Clarksons to pay a $60,000 fine.
Get FNG's daily newsletter to receive notice of all articles like this one, in a concise daily email.
Subscribe now!
