SEC, former Nomura trader close to agreeing on potential resolution of fraud case
The settlement talks of the SEC and former Nomura trader Michael Gramins, who is charged with fraud, continue.
Nomura
Nomura Asset Management Malaysia names Leslie Yap as Head
Nomura Asset Management Malaysia today appointed Leslie Yap as Managing Director and Country Head.
CME fines Nomura for violating wash trades prohibition
Nomura Securities International has agreed to pay a fine in the amount of $50,000 for violations of CBOT rules.
Trial of former Nomura trader James Im gets postponed until 2022
The trial in the case brought by the SEC against former Nomura trader James Im will have to be rescheduled to 2022.
Instinet names Ian Lauder Head of Liquidity Strategy, APAC
Instinet Pacific Limited appoints Ian Lauder as an Executive Director in the newly-created role of Head of Liquidity Strategy, Asia-Pacific.
SEC, former Nomura trader Michael Gramins to discuss disposition of case
The SEC anticipates scheduling a meeting regarding the disposition of the case against former Nomura trader Michael Gramins.
Nomura Singapore appoints Gan Chee Yen to its Board
Nomura Singapore Limited announced that it has appointed Gan Chee Yen as a Non-Executive Director.
Nomura Securities President Toshio Morita becomes Chairman of JSDA
Toshio Morita, President of Nomura Securities, was confirmed as Chairman and CEO of the Japan Securities Dealers Association (JSDA).
Refinitiv Workspace for Wealth Advisors chosen by Nomura
Refinitiv Workspace for Wealth Advisors has been chosen by global financial services group Nomura’s International Wealth Management business.
Nomura may appeal EU antitrust fine
Nomura considers all options, following the European Commission’s decision to fine it for bonds trading cartel.
