Japanese Securities Dealers Association imposes JPY 30M fine on Nomura Securities
Japan’s Securities Dealers Association today issued a fine of 30 million yen against Nomura Securities Co., Ltd.
Japan’s Securities Dealers Association today issued a fine of 30 million yen against Nomura Securities Co., Ltd.
Osaka Exchange, Inc. (OSE) today issued a fine of 60 million yen against Nomura Securities Co., Ltd.
Nomura Securities today announced the implementation of a set of measures following the arrest and indictment of an employee suspected of arson.
Nomura Holdings, Inc. today issued a statement on the administrative action taken by Japan’s Financial Services Agency.
Japan’s Ministry of Finance today announced the suspension of Nomura Securities’ Special Entitlements of JGB Market Special Participants.
Nomura Securities International (NSI) and the U.S. Attorney’s Office have entered into a non-prosecution agreement.
Nomura Securities and FTSE Russell announces that the Russell/Nomura Japan Equity Indexes’ annual reconstitution for 2022 has been implemented.
Nomura Fiduciary Research & Consulting will take over Nomura Securities’ Index Business.
Nomura Securities today announced the appointment of Kyohei Morita as Chief Economist, Japan, effective August 1, 2022.
Nomura Securities International has agreed to pay a fine in the amount of $50,000 for violations of CBOT rules.