Nomura trader fails to ditch CFTC case
John Patrick Gorman III, a U.S. dollar swaps trader and managing director of Nomura, has failed to dismiss a CFTC case against him.
John Patrick Gorman III, a U.S. dollar swaps trader and managing director of Nomura, has failed to dismiss a CFTC case against him.
The SEC and former Nomura trader Michael Gramins continue to make meaningful progress in settlement discussions.
Instinet Incorporated announced the Canadian launch of BlockCross, a workflow solution for managing block trading in securities.
The settlement talks of the SEC and former Nomura trader Michael Gramins, who is charged with fraud, continue.
Nomura Asset Management Malaysia today appointed Leslie Yap as Managing Director and Country Head.
Nomura Securities International has agreed to pay a fine in the amount of $50,000 for violations of CBOT rules.
The trial in the case brought by the SEC against former Nomura trader James Im will have to be rescheduled to 2022.
Instinet Pacific Limited appoints Ian Lauder as an Executive Director in the newly-created role of Head of Liquidity Strategy, Asia-Pacific.
The SEC anticipates scheduling a meeting regarding the disposition of the case against former Nomura trader Michael Gramins.
Nomura Singapore Limited announced that it has appointed Gan Chee Yen as a Non-Executive Director.