CFTC, featured, NASAA, Safeguard Metals
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Safeguard Metals LLC and Jeffrey Ikahn (formerly Jeffrey Santulan a/k/a Jeffrey Hill) were found liable for operating a $68 million fraudulent scheme.
NASAA, Reg BI, regulation best interest, SEC
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Many US broker-dealer firms cling to complex, costly, risky products without alerting investors to lower-cost and lower-risk products.
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