featured, HSBC, HSBC Securities USA Inc
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Between July 2017 and September 2020, HSBC failed to ensure that intermarket sweep orders it routed to certain market centers met the NMS requirements.
featured, front-running, FX rigging, HSBC, Mark Johnson, Stuart Scott
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The DOJ opposes an attempt by former HSBC FX trader Stuart Scott to dismiss wire fraud charges against him.
featured, HSBC, LON:HSBA
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In Global Foreign Exchange, HSBC saw revenue growth of $0.1bn or 15%, due to a strong trading performance driven by market-wide volatility.
Geraldine Buckingham, HSBC
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HSBC Holdings plc announces the appointment of Geraldine Buckingham as an Independent non-executive Director.
Christophe Rivoire, HSBC, market manipulation
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Former HSBC executive Christophe Rivoire requests an extension to complete ongoing foreign discovery in Canada and Hong Kong.
HSBC, HSBC FX trader, Mark Johnson, Stuart Scott
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Stuart Scott, a former FX trader and supervisor at HSBC, seeks to dismiss an indictment charging him with wire fraud and wire fraud conspiracy.
Hong Kong SFC, HSBC
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The SFC has banned Mr Leung Siu Lun, a former vice president of HSBC, from re-entering the industry for life.
HSBC, HSBC director, Irene Lee
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HSBC Holdings plc announces that Pauline van der Meer Mohr and Irene Lee will retire from the Board.
Christophe Rivoire, HSBC, market manipulation
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The CFTC and former HSBC executive Christophe Rivoire have secured two extra months to pursue depositions.
AML, HSBC, HSBC fine
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The FCA has fined HSBC Bank plc £63,946,800 for failings in its anti-money laundering (AML) processes.
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