Goldman Sachs gets a slap on the wrist for data entry errors
CME Group issues Goldman Sachs with a fine for violations of data entry requirements for sequenced cards, verbal orders, and floor orders.
CME Group issues Goldman Sachs with a fine for violations of data entry requirements for sequenced cards, verbal orders, and floor orders.
Between January 2015 to January 2018, Goldman Sachs failed to timely fingerprint at least 1,061 non-registered associated individuals.