Bastion Capital London, cum-ex, cum/ex trading, FCA, featured
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The FCA has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings.
cum/ex trading, featured, TJM
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The FCA has imposed a £2 million fine on The TJM Partnership Limited for financial crime control failings in relation to cum-ex trading.
cum/ex trading, Sunrise Brokers
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The FCA imposes a £642,400 fine on Sunrise Brokers LLP for serious financial crime control failings in relation to cum-ex trading.
cum/ex trading, FCA fine, Sapien Capital, Solo Group
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This is the first FCA case in relation to cum/ex trading, dividend arbitrage and withholding tax (WHT) reclaim schemes.
