FCA imposes £642,400 fine on Sunrise Brokers LLP
The FCA imposes a £642,400 fine on Sunrise Brokers LLP for serious financial crime control failings in relation to cum-ex trading.
The FCA imposes a £642,400 fine on Sunrise Brokers LLP for serious financial crime control failings in relation to cum-ex trading.
ICE Futures fined Sunrise Brokers for misreporting the execution time of block trades and failing to supervise its employees.