BTIG to open regional office in Miami Beach
BTIG announced today that its newest location in Miami Beach will open on Wednesday, November 30, 2022.
BTIG
BTIG adds Christelle Girardie, Paras Shah to its London team
BTIG announces that Christelle Girardie and Paras Shah have joined the firm’s Fixed Income Credit team as Managing Directors.
Court approves BTIG settlement with SEC
The Court has issued a final judgment as to BTIG ordering it to pay $694,354 to the SEC to settle Regulation SHO violation charges.
BTIG agrees to pay $694,000 to settle SEC charges
BTIG has agreed to pay disgorgement of $315,048 plus a fine of $315,048 to settle SEC charges about Regulation SHO violations.
BTIG, SEC inch closer to settlement
The SEC and BTIG continue their settlement talks in a lawsuit about BTIG’s alleged violations of Regulation SHO.
BTIG appoints Tanya Williams, CFA, as Director of Macro Markets Strategy
BTIG announced today that Tanya Williams, CFA, has joined the firm as a Managing Director and Director of Macro Markets Strategy.
Steve Marchini joins BTIG’s Electronic Trading Division as Managing Director
BTIG announced today that Steve Marchini has joined the firm’s Electronic Trading Sales division as a Managing Director.
BTIG Australia announces opening of new Melbourne location
Drew Forrest and Joe Mahony join BTIG in Melbourne as Managing Directors, and Lee Mitchell joins as a Director.
SEC, BTIG continue settlement talks
The settlement in principle between the SEC and BTIG includes an injunction, disgorgement, and a civil money penalty.
BTIG announces appointments to Structured Products Trading team
BTIG announces several key hires to enhance the firm’s Structured Product business within BTIG’s FICC division.
