BTIG responds to SEC complaint about short selling violations
BTIG argues that the SEC Complaint accusing it of short selling violations fails to state a claim on which relief can be granted.
BTIG argues that the SEC Complaint accusing it of short selling violations fails to state a claim on which relief can be granted.
SEC alleges that BTIG earned $1.6 million in commissions from placing mismarked sale orders for a hedge fund.