ASIC makes order preventing FXCM from issuing CFDs to retail clients
ASIC has made an interim stop order preventing Stratos Trading Pty Limited (trading as FXCM) from issuing CFDs to retail clients.
ASIC
ASIC urges financial advice providers to ensure they meet education and training requirements
The Australian Securities and Investments Commission (ASIC) is urging financial advice providers to ensure they meet education and training requirements.
ASIC suspends licence of Focused Financial Advice
ASIC has suspended the AFS Licence Number 286219 of Focused Financial Advice Pty Ltd (FFA) until 19 December 2025.
ASIC takes contempt action against family couple who ran ALAMMC Group of companies
A Gold Coast husband and wife who ran the ALAMMC Group of companies moved hundreds of thousands of dollars from frozen bank accounts.
Australian regulator imposes additional licence conditions on Learn To Trade
ASIC has imposed additional licence conditions on the Australian financial services (AFS) licence of Learn To Trade Pty Ltd.
Australian regulator cancels licence of Ivy League Capital
The Australian Securities and Investments Commission (ASIC) has cancelled the AFS licence of Ivy League Capital Pty Ltd.
ASIC suspends licence of Surety Compliance
ASIC has suspended the Australian financial services (AFS) licence of Surety Compliance Limited until 27 October 2026.
ASIC takes Interprac to Court over alleged Shield and First Guardian licensee failures
ASIC has commenced civil penalty proceedings in the Federal Court against Interprac Financial Planning Pty Ltd.
ASIC cancels licence of Ricard Securities
ASIC has cancelled the Australian financial services (AFS) licence of Ricard Securities Pty Ltd, effective from 28 October 2025.
ASIC issues statement on Cboe Global Markets decision to sell Cboe Australia
ASIC has issued a statement on Cboe Global Markets’ decision to sell Cboe Australia.
