FCA, featured, Nexus
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The FCA has started criminal proceedings against Kerry Nelson and Jacqueline Stephens for alleged fraud, forgery, and money laundering.
cum-ex, FCA, featured
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This eighth enforcement case brought by the FCA, concludes its investigations into cum-ex trading.
The FCA has charged Mrs Lisa Campbell with multiple criminal offences, including fraud by abuse of position.
cryptocurrency advertising, FCA, featured, finfluencer, misleading ad
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The FCA launched targeted action against ‘finfluencers’, resulting in 20 people being interviewed under caution.
The FCA has secured a confiscation order of £5,963,376.15, against convicted fraudster Guy Flintham.
FCA, featured, Infinox, MiFIR
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Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports.
In a “Dear CEO” letter, the UK FCA has informed wholesale firms of strategic areas which will be the focus of its program of proactive work.
Arian, cum-ex, FCA, featured
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The FCA has fined Arian Financial LLP £288,962.53 for failing to ensure it had effective systems and controls against financial crime.
FCA, featured, Part 4A permission
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The UK FCA has cancelled the permission of Barkestone Associates (Wealth Management) to carry on regulated activities.
Collateral P2P, FCA, featured
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The FCA has called for people who have invested in fraudulent peer-to-peer firm Collateral to come forward to the regulator.
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