FCA, featured, Infinox, MiFIR
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Infinox Capital Limited has been fined £99,200 by the FCA for failing to submit 46,053 transaction reports.
ESMA, Euronext, featured, MiFIR
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ESMA has withdrawn the authorisation of Euronext Paris SA as a Data Reporting Service Provider (DRSP).
AMF France, featured, MiFIR
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France’s AMF is running a campaign to verify the quality of data in the MiFIR transaction reporting fields relating to retail investors.
FSA, MiFIR, Saxo Bank
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The Danish FSA has reported Saxo Bank to the police for incomplete transaction reports of trading in financial instruments.
MiFIR, short selling indicator
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The FCA is putting in place temporary measures for the reporting of the short selling indicator in transaction reports.
SteelEye has launched an automated Three-Way Reconciliation solution to tackle MiFIR transaction reporting issues.
Brexit, ESMA, MiFIR
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ESMA estimates it would need €8.7 million per year to monitor third-country firms, including UK firms, under MiFIR.
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