CFTC fines UBS Financial Services $8M for supervision failures impacting its AML transaction monitoring systems
The Commodity Futures Trading Commission (CFTC) today announced an order filing and settling charges against UBS Financial Services Inc.
The Commodity Futures Trading Commission (CFTC) today announced an order filing and settling charges against UBS Financial Services Inc.
The Financial Industry Regulatory Authority (FINRA) has fined UBS Financial Services Inc $20 million for anti-money laundering (AML) violations.
Today, Robinhood Ventures Fund II (RVII) announced the launch of the roadshow for its initial public offering of common shares of beneficial interest.
Visa Inc (NYSE:V) today announced it has signed a definitive agreement to acquire BioCatch, a provider of behavioral-first, multi-signal fraud intelligence.
Mastercard Inc (NYSE:MA) today completed its acquisition of BVNK, expanding the company’s strategy to support greater choice in how people and businesses exchange value.
International derivatives marketplace CME Group today announced plans to expand its smaller-sized contract suite with the launch of E-nano equity index futures.
Diversified global financial services platform Marex Group Limited (NASDAQ:MRX) today announced that it has completed the acquisition of Webb Traders.
The UK Financial Conduct Authority (FCA) today outlined new rules that are set to make transaction reporting requirements smarter, simpler and more proportionate.
TP ICAP, a global provider of market infrastructure and data solutions, today announced the launch of its Western Australia (WA) Gas Desk.
Cboe Exchange Inc has posted a notice of a disciplinary decision against X-Change Financial Access LLC.