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FINRA fines Wolverine for short selling regulation violations

Maria Nikolova Wolverine Execution Services, Wolverine fine 0 Comments May 25, 2021

FINRA has imposed a fine of $170,000 on Wolverine Execution Services, LLC for violations of Regulation SHO.

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CME fines Morgan Stanley for alleged violations of SEF rules
April 19, 2024
TradingView expands market insights with NSE options data
April 19, 2024
RBC Dominion Securities to pay $30k fine for alleged violations of Cboe rules
April 19, 2024
FX liquidity test looms as North American T+1 settlement arrives
April 19, 2024
CySEC imposes €360k fine on MCA Intelifunds aka FXORO
April 19, 2024

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