featured, FINRA, Wedbush Securities
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FINRA has fined Wedbush Securities for failing to maintain possession or control of customers’ fully paid and excess margin securities.
George Nikitiadis, Michael Bower, Wedbush Securities
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Wedbush Securities today announced that Michael Bower and George Nikitiadis have joined Wedbush as Managing Directors.
featured, Rival One, Rival Systems, Wedbush Securities
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Wedbush Securities announced today that it is working with Rival Systems to offer a fully integrated multi-asset trading solution through Rival One.
featured, Wedbush Securities
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Wedbush Securities has announced its support for 24-hour U.S. equity trading for correspondents.
featured, Wedbush Securities
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Wedbush Securities, a diversified financial services provider, today announced the release of a new suite of highly functional APIs.
CME Group, featured, Wedbush Securities
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International derivatives marketplace CME Group has imposed a fine of $1,000,000 on Wedbush Securities, Inc.
featured, FINRA, Wedbush Securities
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Wedbush Securities Inc has agreed to pay a fine of $425,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
CME, CME fine, featured, Wedbush Securities
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In accordance with the settlement offer, CME ordered Wedbush Securities to pay a fine in the amount of $175,000.
featured, FINRA, Wedbush Securities
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Wedbush Securities Inc has agreed to pay a fine of $350,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).
CFTC, featured, Wedbush Securities
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Wedbush admits the facts in the order and acknowledges the conduct violated the Commodity Exchange Act and CFTC regulations.
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