featured, SEC, UBS, UBS Financial Services
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UBS Financial Services has agreed to pay $25 million to settle fraud charges relating to a complex investment strategy.
Colm Kelleher succeeds Axel A. Weber, who has reached the maximum term limit after ten years in office and did not stand for re-election.
Axel Weber will have reached the ten-year term limit and will not stand for re-election as Chairman of UBS.
UBS (China) Limited establishes a new team to offer focused coverage of exchange rates and interest rates linked swap derivatives.
UBS today announced the inaugural launch of Daily Leverage Certificates (DLCs) on the Singapore Exchange (SGX).
Global Markets revenues at UBS increased by USD 90 million, or 6%, to USD 1,523 million, driven by higher revenues from Forex.
German Nino, SEC, UBS
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Between May 2014 and February 2020, UBS investment adviser German Nino stole approximately $5.8 million from a client.
The DOJ says UBS has created an unnecessary backlog of witness depositions in a lawsuit accusing it of fraud in relation to the sale of RMBS.
Credit Suisse, European Commission, Forex Cartel, HSBC, UBS
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The European Commission imposes a total fine of €344 million on UBS, Barclays, RBS, HSBC, and Credit Suisse for Forex cartel participation.
Sarah Youngwood, UBS
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Sarah Youngwood will join UBS´s Group Executive Board at the beginning of March and take over as Group CFO in May.
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