Major banks insist communication with DOJ over FX fines calculation was “principally oral”
Barclays, Citi, JPMorgan Chase, NatWest Markets and UBS argue that these communications consisted of phone conversations and in-person meetings.
Barclays, Citi, JPMorgan Chase, NatWest Markets and UBS argue that these communications consisted of phone conversations and in-person meetings.
The SFC considers that Lo’s conduct was dishonest and calls into question her fitness and properness to be a licensed or registered person.