Nasdaq Texas fines TD Securities (USA) LLC for alleged rule violations
TD Securities (USA) LLC, as successor to Cowen & Company LLC, has agreed to pay a fine of $85,000 as a part of a settlement with Nasdaq Texas.
TD Securities
TD Securities promotes Carl Hayes to Head of European Cash Equities
TD Securities (TDS) today announced the promotion of Carl Hayes, Managing Director, as the new Head of European Cash Equities.
TD Securities connects to Tradefeedr for FX data analytics
Tradefeedr’s data analytics network includes 21 leading Liquidity Providers, 50 major buy-side firms and 10 trading platforms.
SEC charges Oppenheimer & Co, BNY Mellon, TD Securities, and Jefferies
The SEC has brought charges against Oppenheimer & Co. Inc. and announced settlements with BNY Mellon, TD Securities, and Jefferies LLC.
