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Breaking News

Exclusive: Former ETX CEO Arman Tahmassebi leaves LendInvest for COO role at Flagstone

Forex fraud: ROFX owners hit with $225 million court order

Euronext marks 12.7% Y/Y growth in FX trading revenue in Q1 2024

Martin Jetter confirmed as Chairman of Deutsche Börse’s Supervisory Board

Capital.com names Rupert Osborne as UK CEO

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Regulatory News

FINRA expels broker-dealer SW Financial

Maria Nikolova featured, FINRA, Reg BI, regulation best interest, SW Financial 0 Comments May 12, 2023

FINRA finds SW Financial made misrepresentations to customers and violated Reg BI as well as FINRA’s Suitability and Supervision Rules.

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LATEST NEWS

Exclusive: Former ETX CEO Arman Tahmassebi leaves LendInvest for COO role at Flagstone
May 14, 2024
Forex fraud: ROFX owners hit with $225 million court order
May 14, 2024
Euronext marks 12.7% Y/Y growth in FX trading revenue in Q1 2024
May 14, 2024
Martin Jetter confirmed as Chairman of Deutsche Börse’s Supervisory Board
May 14, 2024
Capital.com names Rupert Osborne as UK CEO
May 14, 2024

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